| Scrip Handling and Settlement-related services |
| Physical scrip deposit fee |
Nil |
| Physical scrip withdrawal fee |
HK$5.00/board lot + HK$50.00/stock |
| S.I. Scrip delivery Through CCASS (the stock bought through us) |
0.006% of the previous market closing price (min HK$2, max HK$20) + HK$50.00/stock |
| S.I. Scrip delivery Through CCASS (the stock bought not through us) |
0.05% of the previous market closing price(min HK$50 / stock) |
| S.I Scrip Receipt Through CCASS No other nominee services |
NIL |
| I.S.I Scrip Delivery Through CCASS |
0.006% of the previous market closing price or minimum HK$10 per transaction |
| I.S.I Scrip Receipt Through CCASS |
Nil |
| Other Services Requiring Special Handling |
Depends handling requiring |
| Nominee Services and Corporate Actions |
| Scrip Fee Chargeable at Deemed Book Close Dates |
HK$1.5 /board lot |
| Scrip Fee for registration in name of HKSCC Nominees with dividend |
HK$3.00 / board lot |
| Scrip Fee on Out-of-Money rights Issues at Book Close Dates |
Nil |
| Scrip Fee on the Delisting of Securities |
Nil |
| Fee for change of registration at share registrar |
HK$5 / board lot + HK$50 / stock |
| Dividend Collection Fee |
0.5%, Min HK$20.00 |
| Corporate Action Fee |
HK$2.00 / board lot |
| Rights Issue Entitlement Charge |
Nil |
| Fee for right exercise and excess |
HK$100.00 / stock |
| Fee for warrants exercise |
HK$100.00 / stock |
| Fee for tendering shares under a takeover bid |
HK$100.00 / stock |
| Fee for handling share consolidation/split |
Nil |
| Share Transfer by Bought & Sold Note |
0.05% of the previous closing market price (min HK$100.00) |
| Financing and other services |
| Margin account financing charge
Penalty |
Prime rate + 4
Prime rate + 8 |
| Margin forced sale fee |
HK$1,000.00 |
| Cash account overdue interest |
Prime rate + 4 |
| Securities subscription handling charge |
HK$50.00 |
| Financing charge for subscription of securities |
Prime (min HK$50.00) |
| Handling charges for unclaimed entitlements |
HK$800 per claim + HK$200 per each dividend collection |
| Stop Payment Charge |
HK$200.00 |
| Returned cheque charge |
HK$200.00 |
| Fund Transfer by CHATS |
HK$200.00 |
| Fund Transfer by TT |
HK$200 + cable fee (depends which bank)In case of remitting other currencies, total handling charge will be HK$200.00 + bank charges (deduct from the remittance proceed by bank) |
